Richard Allen Zak

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2000 → Present
  Charles Schwab & Co., Inc.
  San Mateo, CA
• 02/2005 → Present
  Charles Schwab Bank
  San Mateo, CA
• 03/2017 → Present
  Cfp Board
  Washington, DC

Previous Registrations

• 2021-07-28 → 2022-10-14
  Td Ameritrade, Inc.
  Omaha, NE
  San Mateo, CA
  Lone Tree, CO
  Scottsdale, AZ
  Omaha, NE

Other Businesses

1) CFP Board | Investment Related:No|1425 K St NW #800|WASHINGTON|DC|20005|USA|Financial Services|Volunteer - Board Member|3/23/2017|Less than 20|1|The Certified Financial Planner Board of Standards, Inc. (?CFP Board?) relies upon the hard work of volunteers to achieve its important mission and goals. CFP Board greatly values these volunteer contributions, and strives to support and enhance the volunteer experience. CFP Board also has an interest in engaging volunteers who agree to certain standards of conduct, obligations concerning conflicts, confidentiality, and ownership of work product, and for Directors and Volunteers providing services relating to or concerning the development of the CFP? examination, certain restrictive covenants., 2) Professional Bowlers Association | Investment Related:No|Sports/Physical Recreation|member|7/4/2026|Less than 20|0|Occaisionally I will enter professional bowling tournaments. There is no compensation I will receive, unless I qualify based on my results.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-01
• S63 Uniform Securities Agent State Law Examination
  1988-07-14

Other Names

• Richard Zak