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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-01-14
TX RA APPROVED_RES 2023-11-07
  • MO RA
    APPROVED
    Since 2025-01-14
  • TX RA
    APPROVED_RES
    Since 2023-11-07

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Kimberling City, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
George K Baum & Company Denver CO 01/1996 11/2019
Unemployed Commerce City CO 12/2019 11/2020
Fidelity Investments Greenwood Village CO 11/2020 08/2023
Edward Jones St Louis MO 10/2023 Present
  • 01/1996 → 11/2019
    George K Baum & Company
    Denver, CO
  • 12/2019 → 11/2020
    Unemployed
    Commerce City, CO
  • 11/2020 → 08/2023
    Fidelity Investments
    Greenwood Village, CO
  • 10/2023 → Present
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
S63 Uniform Securities Agent State Law Examination 2011-03-16
  • S66 Uniform Combined State Law Examination
    2024-11-22
  • S63 Uniform Securities Agent State Law Examination
    2011-03-16
Other Names
  • Pamela J Tucker
  • Pamela Jane Waters
  • Pamela Jane Tucker

View on SEC IAPD

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