Courtney Wallen

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 11/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 07/2017 → 02/2018
  Capital Impact Partners
  Arlington, VA
• 12/2015 → 05/2017
  Volunteer/Philanthropic
  Camp Lejeune, NC
• 02/2018 → 11/2018
  Edelman Financial Services, Llc
  Fairfax, VA
• 11/2018 → 11/2018
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 12/2018 → Present
  Raymond James & Associates, Inc.
  Alexandria, VA

Previous Registrations

• 2018-11-01 → 2018-12-05
  Edelman Financial Engines
  Sunnyvale, CA
• 2018-08-29 → 2018-11-01
  Edelman Financial Services, Llc
  Fairfax, VA
• 2008-08-01 → 2012-03-28
  Nationwide Securities, Llc
  Dublin, OH
  Arlington, VA
  Newark, DE
  Richmond, VA
  Grandview Heights, OH
  Richmond, VA
  Columbus, OH
• 2004-02-17 → 2008-08-01
  1717 Capital Management Company
  Arlington, VA
  Richmond, VA
  Newark, DE
  Richmond, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-27
• S63 Uniform Securities Agent State Law Examination
  2018-03-20

Other Names

• Courtney M Wallen
• Courtney Michelle Miller
• Courtney M Wallen
• Courtney Michelle Wallen