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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-01 |
| CA | RA | APPROVED | 2020-11-12 |
Branch Locations
333 S. Anita Drive, Suite 700, Orange, CA 92868 • United States
3 Twin Dolphin Drive Suite #250, Redwood Shores, CA 94065 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ffp Securities, Inc. | Orange | CA | 04/1989 | Present |
| D/B/A Orange Capital Management | Orange | CA | 04/1989 | Present |
| First Allied Securities, Inc. | Orange | CA | 05/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | Orange | CA | 05/2008 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Orange | CA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) ORANGE CAPITAL MANAGEMENT, INC; REGISTERED INVESTMENT ADVISOR; START DATE 5/30/2008. 2.) THE RINKS IRVINE INLINE; COACH; VOLUNTEER; 3 HOURS/ WEEK; STARTED 01/15/2012; 3. NAME OF OTHER BUSINESS: ADVANCED TIME SEGMENTATION (ATS); INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SOFTWARE; START DATE: 10/2009; POSITION/TITLE/RELATIONSHIP: COACH; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: PROVIDE COACHING ON FINANCIAL PLANNING SOFTWARE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-06 |
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