Julie Ann Schmiel

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-31
MN	RA	APPROVED	2014-08-12
WA	RA	APPROVED	2003-04-25

TX RA
APPROVED_RES

Since 2017-03-31
MN RA
APPROVED

Since 2014-08-12
WA RA
APPROVED

Since 2003-04-25

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

3760 Carillon Point, Kirkland, WA 98033-7455 • United States

Edina, MN • United States

Kirkland, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Kirkland	WA	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Kirkland, WA

Previous Registrations

1999-03-04 → 2003-05-14

Ubs Financial Services Inc.

Minneapolis, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-23
S63	Uniform Securities Agent State Law Examination	1988-05-25

S65 Uniform Investment Adviser Law Examination

1999-02-23
S63 Uniform Securities Agent State Law Examination

1988-05-25

Other Names

Julie Ann Schmiel
Julia Ann Schmiel
Julie Ann Schmiel
Julie Ann Schmiel-Bronkala
Julia Ann Schmiel-Bronkala

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews