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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
2701 University Ave Se, Minneapolis, MN 55414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 03/1989 | 08/2023 |
| Cri Securities, Llc | St. Paul | MN | 07/1994 | 10/2021 |
| North Star Consultants, Inc & North Star Brokerage, Inc. | Minneapolis | MN | 03/1995 | Present |
| Minnesota Life Insurance Company | St. Paul | MN | 01/1989 | 08/2023 |
| Tradition Mortgage | Edina | MN | 08/2008 | 12/2025 |
| Cetera Wealth Services, Llc | Minneapolis | MN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. JOSEPH P. FOX - RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2004 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Owner 2. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/01/1995 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3. POOL AND YACHT CLUB POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2007 ADDRESS: , Lilydale MN , United States DESCRIPTION: Director 6. SCOTT RICHARDS NORTH STAR CHARITABLE FOUNDATION POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2020 ADDRESS: 2701 University Ave SE, Ste 100, Minneapolis MN 55414-3231, United States DESCRIPTION: Board member of North Star's charitable foundation; 7. NAME OF OTHER BUSINESS: RISEN CHRIST CATHOLIC SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 1120 E 37TH ST, MINNEAPOLIS, MN 55407; NATURE OF BUSINESS: BOARD; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SUPPORT DIRECTION OF FUTURE SCHOOL ENDEAVORS,REVIEW CURRENT OPERATING BUDGETS, &HELP DESIGN & IMPLEMENT ADVANCEMENT PLANS FOR THE SCHOOL; 8. NAME OF OTHER BUSINESS: FOX FINANCIAL LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT; 9. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-07-07 |
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