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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 03/1989 08/2023
Cri Securities, Llc St. Paul MN 07/1994 10/2021
North Star Consultants, Inc & North Star Brokerage, Inc. Minneapolis MN 03/1995 Present
Minnesota Life Insurance Company St. Paul MN 01/1989 08/2023
Tradition Mortgage Edina MN 08/2008 12/2025
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/1989 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 07/1994 → 10/2021
    Cri Securities, Llc
    St. Paul, MN
  • 03/1995 → Present
    North Star Consultants, Inc & North Star Brokerage, Inc.
    Minneapolis, MN
  • 01/1989 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 08/2008 → 12/2025
    Tradition Mortgage
    Edina, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-08-21 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    Minneapolis, MN
    St. Paul, MN
  • 2007-08-21 → 2021-10-18
    Cri Securities, Llc
    Minneapolis, MN
    Minneapolis, MN
  • 2004-05-25 → 2007-12-31
    Marathon Advisors, Inc
    Minneapolis, MN
Other Businesses

1. JOSEPH P. FOX - RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2004 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Owner 2. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/01/1995 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3. POOL AND YACHT CLUB POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2007 ADDRESS: , Lilydale MN , United States DESCRIPTION: Director 6. SCOTT RICHARDS NORTH STAR CHARITABLE FOUNDATION POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2020 ADDRESS: 2701 University Ave SE, Ste 100, Minneapolis MN 55414-3231, United States DESCRIPTION: Board member of North Star's charitable foundation; 7. NAME OF OTHER BUSINESS: RISEN CHRIST CATHOLIC SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 1120 E 37TH ST, MINNEAPOLIS, MN 55407; NATURE OF BUSINESS: BOARD; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SUPPORT DIRECTION OF FUTURE SCHOOL ENDEAVORS,REVIEW CURRENT OPERATING BUDGETS, &HELP DESIGN & IMPLEMENT ADVANCEMENT PLANS FOR THE SCHOOL; 8. NAME OF OTHER BUSINESS: FOX FINANCIAL LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT; 9. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-07
  • S63 Uniform Securities Agent State Law Examination
    1988-07-07
Designations
Other Names
  • Joseph P Fox

View on SEC IAPD

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