Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-13
CT RA APPROVED 2021-05-24
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2014-10-31
  • TX RA
    APPROVED_RES
    Since 2021-08-13
  • CT RA
    APPROVED
    Since 2021-05-24
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2014-10-31

Branch Locations

420 Old Post Road, Bedford, NY 10506 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Bedford NY 09/2014 Present
Scarsdale Concours Scarsdale NY 07/2014 Present
Braider Technologies Scarsdale NY 01/1996 Present
Jpmorgan Chase Bank, N.A. Bedford NY 09/2014 Present
  • 09/2014 → Present
    Bedford, NY
  • 07/2014 → Present
    Scarsdale Concours
    Scarsdale, NY
  • 01/1996 → Present
    Braider Technologies
    Scarsdale, NY
  • 09/2014 → Present
    Jpmorgan Chase Bank, N.A.
    Bedford, NY
Previous Registrations
Other Businesses

ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: SCARSDALE CONCOURS D'ELEGANCE POSITION: BOARD OF DIRECTORS START DATE: 7/1/2014 ADDRESS: 40 Scarsdale, NY DETAILS: ANNUAL CAR SHOW FOR CHARITY. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR PER WEEK HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: BRAIDER TECHNOLOGIES INC. POSITION: PRESIDENT / OWNER START DATE: 1/1/1996 ADDRESS: 201 Scarsdale, NY DETAILS: SPECIALTY MANUFACTURER/CONSULTING. GETTING TAX PAPERWORK TO THE ACCOUNTANT. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): .016 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-28
S63 Uniform Securities Agent State Law Examination 2000-02-11
  • S66 Uniform Combined State Law Examination
    2013-01-28
  • S63 Uniform Securities Agent State Law Examination
    2000-02-11
Other Names
  • Leif Waller

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bedford, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor