Audrey Starr Flamio

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-26

NY RA
APPROVED

Since 2021-04-26

Branch Locations

Mahopac, NY • United States

359 Main Street Suite 10, Mount Kisco, NY 10549 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	Mount Kisco	NY	01/2013	Present

01/2013 → Present

Osaic Wealth, Inc.

Mount Kisco, NY

Previous Registrations

2009-12-03 → 2013-01-15

Osaic Services, Inc.

Huntersville, NC

Mahopac, NY
2006-08-28 → 2008-04-30

Hsbc Securities (Usa) Inc.

New City, NY

Pearl River, NY

Blauvelt, NY

Bardonia, NY

Stony Point, NY

Spring Valley, NY
2006-01-25 → 2006-04-25

Newalliance Investments, Inc.

Woodbridge, CT

New Haven, CT
2005-06-16 → 2006-02-03

Equitable Advisors, Llc

Stamford, CT
2004-07-14 → 2005-06-17

Wells Fargo Clearing Services, Llc

Ossining, NY
2002-10-31 → 2004-07-13

Chase Investment Services Corp.

New York, NY

Other Businesses

SENIOR SERVICES NORTH AMERICA; POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/22/2017; ADDRESS: 25 Melville Park Road, Melville NY 11747, United States; DESCRIPTION: Selling Medicare Advantage, Medicare Supplement, Part D and Final Expense plans

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-30
S63	Uniform Securities Agent State Law Examination	1998-04-14

S65 Uniform Investment Adviser Law Examination

2002-10-30
S63 Uniform Securities Agent State Law Examination

1998-04-14

Other Names

Audrey Mars

View on SEC IAPD