William Francis Baldwin

Employer firm

Continuity Wealth Management, Corp. CRD 111010

$214M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 12/2023
  Cambridge Investment Research, Inc
  Fairfield, IA
• 04/2011 → Present
  Continuity Wealth Management
  Portland, OR

Previous Registrations

• 2009-02-27 → 2011-04-04
  Fsc Securities Corporation
  Portland, OR
• 2003-04-16 → 2009-02-27
  Advantage Capital Corporation
  Portland, OR
• 1997-07-17 → 2002-06-07
  Veravest Investment Advisors, Inc.
  Lake Oswego, OR

Other Businesses

1) INSURANCE AGENT| INVST REL: YES| NATURE OF BUS: INSURANCE PRODUCTS | TITLE: AGENT | START DT: 1994 | TOTAL HRS P/M: 1 | DUTIES: OFFERING FIXED INSURANCE PRODUCTS TO CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-02
• S63 Uniform Securities Agent State Law Examination
  1988-07-12

Designations

• Chartered Financial Consultant

Other Names

• Bill Baldwin