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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Group | Waverly | IA | 08/2015 | 01/2026 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 08/2015 | 01/2026 |
| Osaic Institutions, Inc. | Meriden | CT | 01/2026 | Present |
High School Soccer Official, Nassau Boces, 71 Clinton Road, PO Box 9195, Garden City NY, Start date 9/1/18, not investment related, act as referee in HS Soccer Games, referee and/or coach for public school soccer, not involved in making decisions and day to day operations, 8 hours, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-05 |
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