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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-10-31 |
Branch Locations
8301 E 21St N# 150, Wichita, KS 67206 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Wichita | KS | 06/2009 | 09/2016 |
| 6 Meridian Llc | Wichita | KS | 09/2016 | 12/2021 |
| Private Client Services | Wichita | KS | 09/2016 | 12/2021 |
| Hightower 6M Holding | Wichita | KS | 12/2021 | Present |
| Hightower Advisors, Llc | Chicago | IL | 10/2022 | Present |
| Hightower Securities, Llc | Chicago | IL | 10/2022 | Present |
OBA Name: Catholic Charities, Wichita KS. Role: Board Member/Director. Non-investment related. Time spent: approximately 6 hours/month outside of trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-26 |
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