Anoput Phimmasone

Current Employers

Employment History

• 01/2015 → 07/2018
  Capital One Advisors, Llc
  Washington, DC
• 01/2015 → 07/2018
  Capital One Investing, Llc
  Washington, DC
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  Mclean, VA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Reston, VA

Previous Registrations

• 2018-07-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  Reston, VA
  Bethesda, MD
• 2015-01-28 → 2018-07-11
  Capital One Advisors, Llc
  Washington, DC
  Mclean, VA
• 2013-01-22 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
• 2012-02-17 → 2013-01-14
  Wells Fargo Advisors Financial Network, Llc
  Manassas, VA
• 2010-04-01 → 2012-02-22
  Osaic Institutions, Inc.
  Arlington, VA
  Vienna, VA
• 2009-03-13 → 2010-04-08
  Rbc Capital Markets, Llc
  Vienna, VA
• 2008-02-04 → 2009-03-13
  Ferris, Baker Watts, Llc
  Mclean, VA
• 2005-02-24 → 2008-02-04
  Wells Fargo Clearing Services, Llc
  Washington, DC
  Washington, DC
  Washington, DC
  Columbia, MD

Other Businesses

1. P.I.M. CAPITAL, LLC POSITION: Managing partner/ Chief Investment Officer, Portfolio Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 07/16/2018 ADDRESS: 10701 Parkridge Blvd, Suite 130, Reston VA 20191, United States DESCRIPTION: Investment related, market research, portfolio management. 2. RIDE TECHNOLOGY US PATENT #7677208 POSITION: Investor NATURE: Patent INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2021 ADDRESS: 4713 Kimmeridge Drive, Moseley VA 23120, United States DESCRIPTION: Ownership of 10% of the Patent 3. RADFORD UNIVERSITY FOUNDATION, INC POSITION: Board Member/Investement committee NATURE: University Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/30/2025 ADDRESS: 905 Tyler Ave., Radford VA 24141, United States DESCRIPTION: Support strategic initiatives, help drive the foundation mission, ensuring fiscal responsibility.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-05
• S63 Uniform Securities Agent State Law Examination
  1988-07-06