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139 Meyer Road, Halfmoon, NY 12065 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-06 |
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED_RES | 2020-04-28 |
Branch Locations
139 Meyer Road, Halfmoon, NY 12065 • United States
St. John'S, FL • United States
139 Meyer Road Suite 201, Halfmoon, NY 12065 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-05 |
| TX | RA | APPROVED_RES | 2022-11-21 |
| NY | RA | APPROVED | 2022-06-27 |
Branch Locations
139 Meyer Road Suite 201, Halfmoon, NY 12065 • United States
St. John'S, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simmons Capital Group | Halfmoon | NY | 06/1995 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2016 | 10/2018 |
| Steward Advisors Group, Llc | Halfmoon | NY | 06/2022 | Present |
(1.) The Name of Other Business: Steward Advisors Group; Address: 139 Meyer Road, Clifton Park, NY 12065; Investment Related: Yes; Nature of the Other Business: RIA; Position: Shareholder; Start Date: 02/2022; Apx. Number of Hours/Month: 20-30; Number of Hours During Securities Trading Hours: 10-15; (2.) The Name of Other Business: Legacy Environmental Solutions; Investment Related: No; Nature of the Other Business: Holding Company for a Solar Franchise Brand; Position: Board of Directors; Start Date: 01/2021; Apx. Number of Hours/Month: less than 5; Number of Hours During Securities Trading Hours: less than 5; (3.) The Name of Other Business: Legacy Renewable Resources; Address: Bel Aire, Maryland Investment Related: No; Nature of the Other Business: Holding Company; Position: Chairman of the Board; Start Date: 02/2022; Apx. Number of Hours/Month: less than 3; Number of Hours During Securities Trading Hours: less than 0; Duties: Facilitate and manage Board Meetings and Agendas
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-07-01 |
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