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Current Employers
Simmons Capital Group

139 Meyer Road, Halfmoon, NY 12065 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-06
NY RA APPROVED 2021-08-06
TX RA APPROVED_RES 2020-04-28
  • FL RA
    APPROVED
    Since 2024-03-06
  • NY RA
    APPROVED
    Since 2021-08-06
  • TX RA
    APPROVED_RES
    Since 2020-04-28

Branch Locations

139 Meyer Road, Halfmoon, NY 12065 • United States

St. John'S, FL • United States

Steward Advisors Group, Llc

139 Meyer Road Suite 201, Halfmoon, NY 12065 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-05
TX RA APPROVED_RES 2022-11-21
NY RA APPROVED 2022-06-27
  • FL RA
    APPROVED
    Since 2023-05-05
  • TX RA
    APPROVED_RES
    Since 2022-11-21
  • NY RA
    APPROVED
    Since 2022-06-27

Branch Locations

139 Meyer Road Suite 201, Halfmoon, NY 12065 • United States

St. John'S, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Simmons Capital Group Halfmoon NY 06/1995 Present
Purshe Kaplan Sterling Investments Albany NY 06/2016 10/2018
Steward Advisors Group, Llc Halfmoon NY 06/2022 Present
Other Businesses

(1.) The Name of Other Business: Steward Advisors Group; Address: 139 Meyer Road, Clifton Park, NY 12065; Investment Related: Yes; Nature of the Other Business: RIA; Position: Shareholder; Start Date: 02/2022; Apx. Number of Hours/Month: 20-30; Number of Hours During Securities Trading Hours: 10-15; (2.) The Name of Other Business: Legacy Environmental Solutions; Investment Related: No; Nature of the Other Business: Holding Company for a Solar Franchise Brand; Position: Board of Directors; Start Date: 01/2021; Apx. Number of Hours/Month: less than 5; Number of Hours During Securities Trading Hours: less than 5; (3.) The Name of Other Business: Legacy Renewable Resources; Address: Bel Aire, Maryland Investment Related: No; Nature of the Other Business: Holding Company; Position: Chairman of the Board; Start Date: 02/2022; Apx. Number of Hours/Month: less than 3; Number of Hours During Securities Trading Hours: less than 0; Duties: Facilitate and manage Board Meetings and Agendas

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-01
  • S63 Uniform Securities Agent State Law Examination
    1988-07-01
Designations

View on SEC IAPD

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