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Derek A. Kessen

Steward Advisors Group, LLC

Chicago, IL

Halfmoon, NY

CRD 5445194

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Employer firm

Steward Advisors Group, LLC CRD 321846

$105M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Steward Advisors Group, Llc

139 Meyer Road Suite 201, Halfmoon, NY 12065 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-15
NY RA APPROVED 2022-11-07
  • TX RA
    APPROVED
    Since 2022-11-15
  • NY RA
    APPROVED
    Since 2022-11-07

Branch Locations

Chicago, IL • United States

139 Meyer Road Suite 201, Halfmoon, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Performance Trust Capital Partners, Llc Chicago IL 10/2007 12/2019
Oncenter Llc Chicago IL 01/2020 Present
Steward Advisors Group, Llc Halfmoon NY 06/2022 Present
Heron Ventures, Llc F/K/A Lvp Advisors, Llc Chicago IL 12/2021 Present
  • 10/2007 → 12/2019
    Performance Trust Capital Partners, Llc
    Chicago, IL
  • 01/2020 → Present
    Oncenter Llc
    Chicago, IL
  • 06/2022 → Present
    Steward Advisors Group, Llc
    Halfmoon, NY
  • 12/2021 → Present
    Heron Ventures, Llc F/K/A Lvp Advisors, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-26
S66 Uniform Combined State Law Examination 2010-03-15
  • S65 Uniform Investment Adviser Law Examination
    2022-07-26
  • S66 Uniform Combined State Law Examination
    2010-03-15
Other Names
  • Derek A Kessen

View on SEC IAPD

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