Best Investors Account Sign in
Inactive

Derek A. Kessen

Steward Advisors Group, LLC

Chicago, IL

Halfmoon, NY

Claim This Profile
Current Employers
Steward Advisors Group, Llc

139 Meyer Road Suite 201, Halfmoon, NY 12065 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-15
NY RA APPROVED 2022-11-07
  • TX RA
    APPROVED
    Since 2022-11-15
  • NY RA
    APPROVED
    Since 2022-11-07

Branch Locations

Chicago, IL • United States

139 Meyer Road Suite 201, Halfmoon, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Performance Trust Capital Partners, Llc Chicago IL 10/2007 12/2019
Oncenter Llc Chicago IL 01/2020 Present
Steward Advisors Group, Llc Halfmoon NY 06/2022 Present
Heron Ventures, Llc F/K/A Lvp Advisors, Llc Chicago IL 12/2021 Present
  • 10/2007 → 12/2019
    Performance Trust Capital Partners, Llc
    Chicago, IL
  • 01/2020 → Present
    Oncenter Llc
    Chicago, IL
  • 06/2022 → Present
    Steward Advisors Group, Llc
    Halfmoon, NY
  • 12/2021 → Present
    Heron Ventures, Llc F/K/A Lvp Advisors, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-26
S66 Uniform Combined State Law Examination 2010-03-15
  • S65 Uniform Investment Adviser Law Examination
    2022-07-26
  • S66 Uniform Combined State Law Examination
    2010-03-15
Other Names
  • Derek A Kessen

View on SEC IAPD

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor