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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-06 |
Branch Locations
107 Northern Blvd. Ste. 304, Great Neck, NY 11021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Poughkeepsie | NY | 11/2013 | 01/2021 |
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | Present |
| National Asset Management, Inc. | Boca Raton | FL | 11/2013 | 01/2021 |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/04/21 2)DENNIS KALICK & ASSOCIATES, INC, 1 HOLLOW LANE, STE 204, NEW HYDE PARK, NY, CPA/ENROLLED AGENT, EMPLOYEE, 20 HR/WK- 20/TRADING HR. 3) WEINISCH & ASSOCIATES, INC, 29 IRENE LANE EAST, PLAINVIEW, NY, CPA ENROLLED AGENT/ OWNER, 01/07/21, NIR, 30 HR/WK- 20/TRADING HR. 4) WEINISCH & LEVINE, LLP, ONE HOLLOW LANE, STE 204, NEW HYDE PARK, NY, CPA ENROLLED AGENT/ PARTNER, 10/16/02, NIR, 50 HR/WK- 0/TRADING HR 5)JANET LUMIANSKY TRUST, ONE HOLLOW LANE, STE 204, NEW HYDE PARK, NY, TRUST SERVICES PROVIDER, 11/01/10, NIR, 10 HR/YR- 0/TRADING HR. 6) THE GR 2012 IRREVOCABLE TRUST, 29 IRENE LANE EAST, PLAINVIEW, NY, TRUST SERVICES PROVIDER, 05/08/21, NIR, 10 HR/YR- 0/TRADING HR. 7)THE MR 2012 IRREVOCABLE TRUST, 29 IRENE LANE EST, PLAINVIEW, NY, TRUST SERVICES PROVIDER, 05/08/12, NIR, 10 HR/YR- 0/TRADING HR. 8) MCBRIDE FAMILY GRANTOR TRUST, 29 IRENE LANE EAST, PLAINVIEW, NY, TRUST SERVICES PROVIDER, 01/01/07, NIR, 10 HR/YR- 0/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-09-14 |
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