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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-06
  • NY RA
    APPROVED
    Since 2021-06-06

Branch Locations

107 Northern Blvd. Ste. 304, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation Poughkeepsie NY 11/2013 01/2021
Cambridge Investment Research, Inc Fairfield IA 01/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2020 Present
National Asset Management, Inc. Boca Raton FL 11/2013 01/2021
  • 11/2013 → 01/2021
    National Securities Corporation
    Poughkeepsie, NY
  • 01/2020 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 01/2020 → Present
    Fairfield, IA
  • 11/2013 → 01/2021
    National Asset Management, Inc.
    Boca Raton, FL
Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/04/21 2)DENNIS KALICK & ASSOCIATES, INC, 1 HOLLOW LANE, STE 204, NEW HYDE PARK, NY, CPA/ENROLLED AGENT, EMPLOYEE, 20 HR/WK- 20/TRADING HR. 3) WEINISCH & ASSOCIATES, INC, 29 IRENE LANE EAST, PLAINVIEW, NY, CPA ENROLLED AGENT/ OWNER, 01/07/21, NIR, 30 HR/WK- 20/TRADING HR. 4) WEINISCH & LEVINE, LLP, ONE HOLLOW LANE, STE 204, NEW HYDE PARK, NY, CPA ENROLLED AGENT/ PARTNER, 10/16/02, NIR, 50 HR/WK- 0/TRADING HR 5)JANET LUMIANSKY TRUST, ONE HOLLOW LANE, STE 204, NEW HYDE PARK, NY, TRUST SERVICES PROVIDER, 11/01/10, NIR, 10 HR/YR- 0/TRADING HR. 6) THE GR 2012 IRREVOCABLE TRUST, 29 IRENE LANE EAST, PLAINVIEW, NY, TRUST SERVICES PROVIDER, 05/08/21, NIR, 10 HR/YR- 0/TRADING HR. 7)THE MR 2012 IRREVOCABLE TRUST, 29 IRENE LANE EST, PLAINVIEW, NY, TRUST SERVICES PROVIDER, 05/08/12, NIR, 10 HR/YR- 0/TRADING HR. 8) MCBRIDE FAMILY GRANTOR TRUST, 29 IRENE LANE EAST, PLAINVIEW, NY, TRUST SERVICES PROVIDER, 01/01/07, NIR, 10 HR/YR- 0/TRADING HR.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-14
  • S63 Uniform Securities Agent State Law Examination
    1999-09-14

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