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Kimberly A Crespi

Charles Schwab & Co., Inc.

Providence, RI

Chestnut Hill, MA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2016-04-29
  • RI RA
    APPROVED
    Since 2016-04-29

Branch Locations

75 Fountain Street Suite R1, Providence, RI 02902 • United States

1262 Boylston Street Floor 01, Chestnut Hill, MA 02467-2104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Providence RI 04/2016 Present
Charles Schwab Bank, Ssb Providence RI 04/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-29
S63 Uniform Securities Agent State Law Examination 1988-07-27
  • S65 Uniform Investment Adviser Law Examination
    2006-06-29
  • S63 Uniform Securities Agent State Law Examination
    1988-07-27
Designations
Other Names
  • Kimberly Ann Desantos
  • Kim Desantos
  • Kim Crespi
  • Kimberly Anne Crespi
  • Kimberly Ann Crespi

View on SEC IAPD

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