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Christopher Albert Claps

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Leesburg, VA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-04-04
  • VA RA
    APPROVED
    Since 2017-04-04

Branch Locations

3 S King St Investment Solutions Group, Leesburg, VA 20175 • United States

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leesburg VA 02/2017 Present
Archer Distributors, Llc Ashburn VA 06/2014 01/2017
Previous Registrations
  • 2010-08-03 → 2011-02-17
    Morgan Stanley Investment Advisors Inc.
    Ashburn, VA
    New York, NY
  • 2007-04-02 → 2010-06-08
    Morgan Stanley & Co. Llc
    Ashburn, VA
    New York, NY
    Dallas, TX
    Dallas, TX
    Purchase, NY
  • 2002-11-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Purchase, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-03
S63 Uniform Securities Agent State Law Examination 1997-02-18
  • S65 Uniform Investment Adviser Law Examination
    2017-04-03
  • S63 Uniform Securities Agent State Law Examination
    1997-02-18
Other Names
  • Christopher Claps
  • Christopher Albert Claps

View on SEC IAPD

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Other Offices

BERG FAIRCLOTH INVESTMENT ADVISORS · LEESBURG, VA
MCAS · LANSDOWNE, VA
CERITY PARTNERS LLC · LANSDOWNE, VA
MML INVESTORS SERVICES, LLC · Lansdowne, VA
SUMMIT FINANCIAL, LLC · LANSDOWNE, VA
AMJ FINANCIAL WEALTH MANAGEMENT LLC · LEESBURG, VA
EDWARD JONES · Ashburn, VA
VALMARK ADVISERS, INC. · ASHBURN, VA

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