Catherine Mary Deutsch

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Lpl Financial Llc
  Ventura, CA

Other Businesses

(1) 7/10/2009: DEUTSCH WEALTH STRATEGIES - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (2) 9/20/2011: NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 1% OF TIME - BUSINESS WITH SEVERAL CARRIERS. (3) 5/23/2017: One America - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/25/2017 - 1 Hour Per Month During Securities Trading - Life Insurance or annuity with Long term care benefits. (4) 09/19/2022 - Guggenheim Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 08/21/2022 - 1 Hours Per Month/1 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-06-08

Other Names

• Catherine Mary Hoctor
• Catherine Mary Bernhardt
• Catherine Mary Somerville
• Catherine Mary Somerville