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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-14 |
Branch Locations
701 E Santa Clara St, Ste 25, Ventura, CA 93001 • United States
Ventura, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ventura | CA | 06/2009 | Present |
(1) 7/10/2009: DEUTSCH WEALTH STRATEGIES - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (2) 9/20/2011: NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 1% OF TIME - BUSINESS WITH SEVERAL CARRIERS. (3) 5/23/2017: One America - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/25/2017 - 1 Hour Per Month During Securities Trading - Life Insurance or annuity with Long term care benefits. (4) 09/19/2022 - Guggenheim Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 08/21/2022 - 1 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-06-08 |
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