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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-16
WA RA APPROVED 2000-10-16
  • TX RA
    APPROVED_RES
    Since 2017-05-16
  • WA RA
    APPROVED
    Since 2000-10-16

Branch Locations

701 Fifth Avenue #4200, Seattle, WA 98104 • United States

365 Kirkland Ave, Kirkland, WA 98033 • United States

3925 196Th Southwest, Lynnwood, WA 98036 • United States

303 Ne Thornton Place, Seattle, WA 98125 • United States

3621 33Rd Ave South Suite C-1, Seattle, WA 98144 • United States

120 Andover Park East, Tukwila, WA 98184 • United States

500 South Michigan Street, Seattle, WA 98108 • United States

3436 Ne 45Th Street, Seattle, WA 98105 • United States

Newcastle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Seattle WA 09/2000 Present
Financial Advocates Advisory Services, Llc Seattle WA 04/2009 Present
  • 09/2000 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Seattle, WA
  • 04/2009 → Present
    Financial Advocates Advisory Services, Llc
    Seattle, WA
Previous Registrations
  • 2009-04-09 → 2022-06-23
    Financial Advocates Advisory Services
    Olympia, WA
    Seattle, WA
Other Businesses

1. 7/8/2009 - Financial Advocates Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 5% - I provide financial planning and consulting services through Financial Advocates Advisory Svcs, an independent investment advisor firm. I started this business activity in 4/2009. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 2. 7/28/2009 - FINANCIAL ADVOCATES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 100% - FIXED INSURANCE SALES THROUGH FINANCIAL ADVOCATES AGENCY, AND THEY ARE MY EMPLOYER. THIS IS A CORRECTION TO THE SYSTEM DETAILS, OF THE ORIGINALLY APPROVED OBA FROM 2000. 3. 10/3/2017 - Brundige Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2017 - 128 Hours Per Month During Securities Trading. 4. 5/26/2020 - Truluma - Investment Related - At Reported Business Location(s) - Insurance Agency - Agent - Started 04/24/2020 - 1 Hour Per Month During Securities Trading - Offer fixed insurance including long-term care, disability and term life insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-26
S63 Uniform Securities Agent State Law Examination 1988-06-24
  • S65 Uniform Investment Adviser Law Examination
    1997-02-26
  • S63 Uniform Securities Agent State Law Examination
    1988-06-24

View on SEC IAPD

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