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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-16 |
| WA | RA | APPROVED | 2000-10-16 |
Branch Locations
701 Fifth Avenue #4200, Seattle, WA 98104 • United States
365 Kirkland Ave, Kirkland, WA 98033 • United States
3925 196Th Southwest, Lynnwood, WA 98036 • United States
303 Ne Thornton Place, Seattle, WA 98125 • United States
3621 33Rd Ave South Suite C-1, Seattle, WA 98144 • United States
120 Andover Park East, Tukwila, WA 98184 • United States
500 South Michigan Street, Seattle, WA 98108 • United States
3436 Ne 45Th Street, Seattle, WA 98105 • United States
Newcastle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Seattle | WA | 09/2000 | Present |
| Financial Advocates Advisory Services, Llc | Seattle | WA | 04/2009 | Present |
1. 7/8/2009 - Financial Advocates Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 5% - I provide financial planning and consulting services through Financial Advocates Advisory Svcs, an independent investment advisor firm. I started this business activity in 4/2009. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 2. 7/28/2009 - FINANCIAL ADVOCATES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 100% - FIXED INSURANCE SALES THROUGH FINANCIAL ADVOCATES AGENCY, AND THEY ARE MY EMPLOYER. THIS IS A CORRECTION TO THE SYSTEM DETAILS, OF THE ORIGINALLY APPROVED OBA FROM 2000. 3. 10/3/2017 - Brundige Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2017 - 128 Hours Per Month During Securities Trading. 4. 5/26/2020 - Truluma - Investment Related - At Reported Business Location(s) - Insurance Agency - Agent - Started 04/24/2020 - 1 Hour Per Month During Securities Trading - Offer fixed insurance including long-term care, disability and term life insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-24 |
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