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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-21
AK RA APPROVED 2022-09-15
AZ RA APPROVED 2022-02-23
OR RA APPROVED 2022-02-15
ID RA APPROVED 2022-02-14
WA RA APPROVED 2022-02-14
  • CA RA
    APPROVED
    Since 2023-06-21
  • AK RA
    APPROVED
    Since 2022-09-15
  • AZ RA
    APPROVED
    Since 2022-02-23
  • OR RA
    APPROVED
    Since 2022-02-15
  • ID RA
    APPROVED
    Since 2022-02-14
  • WA RA
    APPROVED
    Since 2022-02-14

Branch Locations

1800 S.W. First Avenue Suite 420, Portland, OR 97201 • United States

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Portland OR 07/1999 Present
Agia Houston TX 12/2022 Present
Other Businesses

TRIPPLE J OUTFITTERS LLC POSITION: Owner NATURE: I am a named owner of our LLC, I do not receive any compensation nor spend any time at this business. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2015 ADDRESS: 63000 Stenkamp Road, Bend OR 97701, United States DESCRIPTION: I am able to sign checks on the LLC's bank account. TEMPEST DR RENTAL POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/12/2019 ADDRESS: 1630 SE Tempest Dr. Unit 10, Bend OR 97702, United States DESCRIPTION: Owner of property PINE VILLA HOA POSITION: President of the HOA Board NATURE: I am a board member, I do not receive any compensation for this position. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 1630 SE Tempest Drive, Bend OR 97701, United States DESCRIPTION: An officer of the HOA that is not permitted to act on behalf of the association without the consent of the majority of board members. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-14
S63 Uniform Securities Agent State Law Examination 1999-07-15
  • S65 Uniform Investment Adviser Law Examination
    2022-02-14
  • S63 Uniform Securities Agent State Law Examination
    1999-07-15
Other Names
  • Jennifer Lee Martin

View on SEC IAPD

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