Virginia Frances Thompson

Employer firm

Saxony Capital Management, LLC CRD 122692

$368M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Saxony Securities
  Saint Louis, MO
• 01/2017 → Present
  Saxony Capital Management
  St. Louis, MO

Previous Registrations

• 2012-01-26 → 2015-08-20
  J P Turner & Company Capital Management, Llc
  Ft. Lauderdale, FL
• 2005-05-27 → 2009-11-24
  Janney Montgomery Scott Llc
  Ponte Vedra Beach, FL
  Jacksonville, FL
  Charlotte, NC
  Ft. Lauderdale, FL
  Charlotte, NC
  Ft. Lauderdale, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-12-23
• S65 Uniform Investment Adviser Law Examination
  2005-05-23