Virginia Frances Thompson

Current Employers

Saxony Capital Management, Llc

11152 S Towne Square, Saint Louis, MO 63123 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-02
FL	RA	APPROVED	2017-04-11

TX RA
APPROVED_RES

Since 2025-01-02
FL RA
APPROVED

Since 2017-04-11

Branch Locations

11152 S Towne Square, Saint Louis, MO 63123 • United States

Ft. Lauderdale, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Saxony Securities	Saint Louis	MO	08/2015	Present
Saxony Capital Management	St. Louis	MO	01/2017	Present

08/2015 → Present

Saxony Securities

Saint Louis, MO
01/2017 → Present

Saxony Capital Management

St. Louis, MO

Previous Registrations

2012-01-26 → 2015-08-20

J P Turner & Company Capital Management, Llc

Ft. Lauderdale, FL
2005-05-27 → 2009-11-24

Janney Montgomery Scott Llc

Ponte Vedra Beach, FL

Jacksonville, FL

Charlotte, NC

Ft. Lauderdale, FL

Charlotte, NC

Ft. Lauderdale, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-12-23
S65	Uniform Investment Adviser Law Examination	2005-05-23

S63 Uniform Securities Agent State Law Examination

2005-12-23
S65 Uniform Investment Adviser Law Examination

2005-05-23

View on SEC IAPD

Current Employers

Saxony Capital Management, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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