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Michael Andrew Pinkley

LPl Financial LLC

Conroe, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-01-09
  • TX RA
    APPROVED
    Since 2004-01-09

Branch Locations

14547 Lake Business Dr Ste 204, Conroe, TX 77304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Houston TX 01/2004 Present
  • 01/2004 → Present
    Linsco Private Ledger
    Houston, TX
Previous Registrations
Other Businesses

1. 01/12/04 - DBA - WEALTH MANAGEMENT GROUP

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-04
S63 Uniform Securities Agent State Law Examination 1988-06-09
  • S65 Uniform Investment Adviser Law Examination
    1997-02-04
  • S63 Uniform Securities Agent State Law Examination
    1988-06-09
Other Names
  • Michael A Pinkley

View on SEC IAPD

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