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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-01 |
Branch Locations
228 Brooks Street Se, Ft Walton Beach, FL 32548 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Ft Walton Beach | FL | 09/2023 | Present |
1) ALLEN WHITEHURST POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1994 ADDRESS: 228 Brooks Street SE, Ft. Walton Beach, FL, 32548, United States DESCRIPTION: Sell term life insurance and fixed annuities. 2) CAPRI BY THE BAY LLC POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2009 ADDRESS: 228 Brooks St. SE, Ft. Walton Beach FL 32548, United States DESCRIPTION: Owner of commercial and residential real estate. Collecting rent and maintaining property. 3) ALLEN WHITEHURST POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1985 ADDRESS: 210 Pelhem Dr. Unit 12B, Ft. Walton Beach, FL 32547, United States DESCRIPTION: Landlord of the properties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-06 |
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