Charles Cooper West

Current Employers

Employment History

• 09/2001 → Present
  Raymond James Financial Services, Inc
  Gadsden, FL
• 08/2001 → 11/2018
  W.R.M. Ventures.LLc
  Niceville, FL
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Ft. Walton Beach, FL
• 12/2008 → 06/2024
  Charles C. West And Associates
  Fort Walton Beach, FL

Other Businesses

(1)Name of Business: Charles C. West Address: 29 Eglin Pkwy NE, Fort Walton Beach, FL, 32548, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/14/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Writing non variable life and fixed annuity policies through this company, as well as Prudential and others. ALL are non variable. Branch gets signed 1161 for each application per instructions from compliance. (2)Name of Business: Ft Walton Beach Rotary Scholarship Inc Address: 180 Ferry Rd, Fort Walton Beach, FL, 32548, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: No Start Date: 05/07/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help sort out and award college scholarships to applicants (3)Name of Business: Independent Retirement Associates Address: 29 Eglin Pkwy NE, Fort Walton Beach, FL, 32548, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 02/03/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: This was previously submitted and used, just cannot find in system so doing a resubmit. This is nothing but a DBA, the name is Registered in FL as a Ficticious Name, but has no funds flow through it. (4)Name of Business: Seawest Financial Inc. Address: 29 Eglin Pkwy NE, Fort Walton Beach, FL, 32548-4914, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/07/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Holding Company for expenses (5)Name of Business: Walne Address: 206 Kettering Court, Fort Walton Beach, FL, 32547, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 04/22/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee for my sisters irrevocable trust set up in 2004. It has never had any activity until now. Being funded after the death of our father and our mother. (6)Name of Business: West Jr. Address: 29 Eglin Pkwy NE, Fort Walton Beach, FL, 32548-4914, United States Activity Type: Control Person Position/Title: Health care surrogate (Named Only), Power of Attorney (Acting), Executor (Named Only) Investment Related: Yes Start Date: 08/22/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Named as POA, Healthcare Surrogate, and Executor of the Will of my brother Felix Karr West Jr. Previously disclosed that I serve as Trustee of his Irrevocable Trust and is on record as an OBA.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-06-14

Designations