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Gina M Grandal

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Walton Beach, FL

CRD 1506456

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-18
FL RA APPROVED 2000-12-05
  • TX RA
    APPROVED_RES
    Since 2009-06-18
  • FL RA
    APPROVED
    Since 2000-12-05

Branch Locations

45 Eglin Pkwy Ne, Fort Walton Beach, FL 32548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Walton Beach FL 11/2000 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-07-06
S65 Uniform Investment Adviser Law Examination 1999-07-14
  • S63 Uniform Securities Agent State Law Examination
    2004-07-06
  • S65 Uniform Investment Adviser Law Examination
    1999-07-14
Other Names
  • Gina Marie Sterle
  • Gina Marie Grandal
  • Gina Marie Grandal-Mclean
  • Gina M Grandal
  • Gina Marie Grandal-Mclean
  • Gina M Grandal
  • Gina M Mclean

View on SEC IAPD

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