Mark Ellis Carter

Employer firm

Financial Strategies Group, Inc CRD 289054

$677M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1988 → 03/2019
  New York Life
  Lansing, MI
• 07/1988 → 03/2019
  Nylife Securities Inc.
  Okemas, MI
• 12/2010 → 03/2019
  Eagle Strategies Llc
  Okemos, MI
• 06/2012 → 03/2019
  Daly Merritt Financial Services, Inc.
  Northville, MI
• 11/2013 → 08/2017
  Financial Strategies Group, Inc.
  Northville, MI
• 12/2017 → 03/2019
  Financial Strategies Insurance & Financial Services, Inc.
  Grand Rapids, MI
• 03/2019 → Present
  Financial Strategies Group, Llc
  Okemos, MI

Previous Registrations

• 2010-12-22 → 2019-03-04
  Eagle Strategies Llc
  Okemos, MI
  Northville, MI
  Swarz Creek, MI
  Grand Rapids, MI

Other Businesses

1.CARTER REAL ESTATE HOLDINGS, LLC; 6191 VAN VLEET RD., SWARTZ CREEK, MI 48473; WAS SET UP FOR THE PURCHASE OF RENTAL PROPERTY; START: 01/2014; APPROXIMATELY 2 HRS PER WEEK; OWNER; INVESTMENT RELATED; 2. FINANCIAL STRATEGIES GROUP INSURANCE AGENCY, LLC; 2270 JOLLY OAK RD., SUITE 2, OKEMOS, MI 48864; INVESTMENT RELATED; INSURANCE AGENT; START: 03/2019; SELLS LIFE, DISABILITY, LTC, AND ANNUITIES; APPROXIMATELY 10 HOURS PER WEEK.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-05-16

Designations

• Chartered Financial Consultant