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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2016-06-30 |
Branch Locations
122 Lee Parkway Drive Suite 113, Chattanooga, TN 37421 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Advisors Inc. | Chattanooga | TN | 06/2016 | Present |
| Stonex Securities Inc. | Chattanooga | TN | 08/2015 | Present |
1) NOTARY NATURE OF BUSINESS: NOTARY INVESTMENT RELATED: NO BUSINESS POSITION: NOTARY BUSINESS DUTIES: NOTARIZE SIGNATURES FOR INDIVIDUALS AS NEEDED BUSINESS START DATE: 08/05/2010 LESS THAN ONE HOUR SPENT ON THIS OBA MONTHLY, WITH LESS THAN ONE HOUR SPENT ON THIS OBA DURING MARKET HOURS. 2)Lifescope Financial Advisors 122 Lee Pkwy Dr, Ste 113, Chattanooga, TN 37421 Investment Services Investment Related Partner Investments 11/15/2016 100% time spent per month and market hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-15 |
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