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Debra Sue Howard

Stonex Advisors Inc.

Chattanooga, TN

Birmingham, AL

CRD 1832607

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Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2016-06-30
  • TN RA
    APPROVED
    Since 2016-06-30

Branch Locations

122 Lee Parkway Drive Suite 113, Chattanooga, TN 37421 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Advisors Inc. Chattanooga TN 06/2016 Present
Stonex Securities Inc. Chattanooga TN 08/2015 Present
  • 06/2016 → Present
    Chattanooga, TN
  • 08/2015 → Present
    Stonex Securities Inc.
    Chattanooga, TN
Previous Registrations
  • 2015-09-02 → 2016-06-30
    Intl Advisory Consultants Inc.
    Chattanooga, TN
  • 2010-05-24 → 2015-09-09
    Chattanooga, TN
    Chattanooga, TN
  • 2004-03-17 → 2010-04-23
    Morgan Keegan & Company, Llc
    Chattanooga, TN
    Chattanooga, TN
Other Businesses

1) NOTARY NATURE OF BUSINESS: NOTARY INVESTMENT RELATED: NO BUSINESS POSITION: NOTARY BUSINESS DUTIES: NOTARIZE SIGNATURES FOR INDIVIDUALS AS NEEDED BUSINESS START DATE: 08/05/2010 LESS THAN ONE HOUR SPENT ON THIS OBA MONTHLY, WITH LESS THAN ONE HOUR SPENT ON THIS OBA DURING MARKET HOURS. 2)Lifescope Financial Advisors 122 Lee Pkwy Dr, Ste 113, Chattanooga, TN 37421 Investment Services Investment Related Partner Investments 11/15/2016 100% time spent per month and market hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-28
S63 Uniform Securities Agent State Law Examination 1988-07-15
  • S65 Uniform Investment Adviser Law Examination
    1999-10-28
  • S63 Uniform Securities Agent State Law Examination
    1988-07-15
Other Names
  • Debra S Weathersby

View on SEC IAPD

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