Patrick Joseph Moriarty

Current Employers

Employment History

• 01/2016 → 04/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 05/2019 → Present
  Foundations Investment Advisors Llc
  Scottsdale, AZ

Previous Registrations

• 2016-01-08 → 2019-04-29
  Cetera Wealth Services, Llc
  Columbia, MD
• 2006-03-31 → 2016-01-12
  Wells Fargo Clearing Services, Llc
  Gaithersburg, MD
  Tampa, FL
  Columbia, MD
  Rockville, MD
  Rockville, MD
  Columbia, MD
  Olney, MD
  Silver Spring, MD

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 1/5/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: D/B/A MORIARTY FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/08/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR REPRESENTATIVE

Exams

• S66 Uniform Combined State Law Examination
  2006-03-24
• S63 Uniform Securities Agent State Law Examination
  1988-06-07

Other Names

• Patrick Joseph Moriarity
• Patrick Moriarity