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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-07-10 |
| AL | RA | APPROVED | 1992-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 06/1991 | Present |
| Bank Of America, Na | Birmingham | AL | 12/2009 | Present |
I*133775For profit or not for profit: Non-Profit OrganizationName of outside business organization: Rabbi Grafman Endowment FundInvestment related: NAddress of business:Birmingham, Alabama 35205Nature of business: Charitable Organization,Position, title, association: , Start date of relationship: 7/6/2020Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: the purpose is to help ensure that the traditions of temple emanu-el continue. I serve as a board member. I am on 1 committee which puts together an annual luncheon to educate our temple members about leaving a legacy to our temple.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-06 |
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