Kenneth Mark Bluestein

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1991 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL
• 12/2009 → Present
  Bank Of America, Na
  Birmingham, AL

Other Businesses

I*133775For profit or not for profit: Non-Profit OrganizationName of outside business organization: Rabbi Grafman Endowment FundInvestment related: NAddress of business:Birmingham, Alabama 35205Nature of business: Charitable Organization,Position, title, association: , Start date of relationship: 7/6/2020Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: the purpose is to help ensure that the traditions of temple emanu-el continue. I serve as a board member. I am on 1 committee which puts together an annual luncheon to educate our temple members about leaving a legacy to our temple.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-04
• S63 Uniform Securities Agent State Law Examination
  1988-07-06