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4800 Bee Caves Road, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-05-28 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. B. Graham & Co. | Austin | TX | 07/2008 | Present |
| Per Stirling Capital Management, Inc. | Austin | TX | 02/2012 | Present |
ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT: B.B. GRAHAM & COMPANY; INVESTMENT RELATED; ADDRESS: 44800 BEE CAVES ROAD, AUSTIN TX 78746, NATURE OF BUSINESS: BROKER DEALER, POSITION: REGISTERED REPRESENTATIVE, START DATE: 07/2008. HOURS: APPROX. 50% OF TIME/MONTH DURING TRADING HOURS. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO: PER STIRLING CAPITAL MANAGEMENT; INVESTMENT RELATED; ADRESS: 4800 BEE CAVES ROAD, AUSTIN TX 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISORY FIRM; POSITON: INVESTMENT ADVISOR REPRESENTATIVE/RECRUITER/HR; START DATE: 02/2012; DUTIES: ACTING AS FINANCIAL ADVISOR, ENGAGING IN RECRUITING ACTIVITIES TO BRING NEW ADVISORS AND SUPPORT STAFF ON BOARD, HUMAN RESOURCE ACTIVITIES INCLUDING OBTAINING HEALTH INSURANCE, QUOTES, ETC., AS WELL AS SOME OF THE MARKETING OF THE FIRM TO THE FINANCIAL SERVICES INDUSTRY. HOURS: APPROX. 50% OF TIME/MONTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-10 |
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