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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-08 |
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 10/2009 | Present |
| Bank Of America,N.A. | Newport Beach | CA | 06/2011 | Present |
I*11065 For profit or not for profit: Name of outside business organization: M S J DONNELLY TRUST Investment related: Address of business: CORONA DEL MAR, California 92625 Nature of business: , Position, title, association: , Start date of relationship: 9/10/2019 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-27 |
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