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James Michael Tuohey

William Joseph Capital Management, Inc.

Bristol, CT

Hot Springs, AR

CRD 1828227

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Employer firm

William Joseph Capital Management, Inc. CRD 226535

$694M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
William Joseph Capital Management, Inc.

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-11-05
  • AR RA
    APPROVED
    Since 2025-11-05

Branch Locations

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

2836 Malvern Ave Suite G, Hot Springs, AR 71901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bolmgren Retireplan Inc. Chicago IL 05/2015 12/2021
Prince & Tuohey Hot Springs AR 09/2015 12/2020
Garland & Greenwood Cpa & Advisors Hot Springs AR 01/2021 08/2024
Garland & Greenwood Wealth Advisors Little Rock AR 01/2022 06/2025
Jmt Accounting & Wealth Services, Ltd Hot Springs AR 08/2024 06/2025
William Joseph Tax Strategies, Llc Hot Springs AR 07/2025 Present
William Joseph Capital Management, Inc. Hot Springs AR 07/2025 Present
  • 05/2015 → 12/2021
    Bolmgren Retireplan Inc.
    Chicago, IL
  • 09/2015 → 12/2020
    Prince & Tuohey
    Hot Springs, AR
  • 01/2021 → 08/2024
    Garland & Greenwood Cpa & Advisors
    Hot Springs, AR
  • 01/2022 → 06/2025
    Garland & Greenwood Wealth Advisors
    Little Rock, AR
  • 08/2024 → 06/2025
    Jmt Accounting & Wealth Services, Ltd
    Hot Springs, AR
  • 07/2025 → Present
    William Joseph Tax Strategies, Llc
    Hot Springs, AR
  • 07/2025 → Present
    Hot Springs, AR
Previous Registrations
  • 2022-05-03 → 2025-10-01
    Roland, AR
  • 2015-05-27 → 2022-02-22
    Bolmgren Retireplan, Inc.
    Chicago, IL
  • 2012-10-30 → 2013-11-14
    Sandlapper Wealth Management, Llc
    Greenville, SC
  • 2012-05-14 → 2012-09-25
    First Midwest Securities, Inc.
    Bloomington, IL
    Bloomington, IL
Other Businesses

William Joseph Tax Strategies, LLC, not investment-related. Accounting and Tax Services, 2836 Malvern Ave, Suite G, Hot Springs, AR. Partner, effective 7/1/2025. Full-time, during trading hours. This is an affiliate of William Joseph Capital Management, Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-05
S63 Uniform Securities Agent State Law Examination 2007-02-28
  • S66 Uniform Combined State Law Examination
    2012-05-05
  • S63 Uniform Securities Agent State Law Examination
    2007-02-28
Other Names
  • James Michael Tuohey
  • Mike Tuohey
  • Michael Tuohey
  • James M Touhey

View on SEC IAPD

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