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Capital Management Associates Inc CRD 105010
$1.88B regulatory AUM 12 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-08-01 |
| MN | RA | APPROVED | 2016-08-01 |
| WI | RA | APPROVED | 2016-08-01 |
Branch Locations
80 South 8Th Street Suite 900, Minneapolis, MN 55402 • United States
7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Advisors | Minneapolis | MN | 03/1996 | 03/2024 |
| Capital Management Securities, Inc. | Minneapolis | MN | 08/2016 | Present |
| Capital Management Associates, Inc. | Minneapolis | MN | 08/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-06-03 |
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