Michael Matthew Pompian

Employer firm

Sunpointe Investments CRD 282505

$791M regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Sunpointe, Llc
  Clayton, MO

Previous Registrations

• 2006-06-13 → 2011-03-30
  Hammond Associates, D/B/A Mercer Investment Consulting
  St. Louis, MO
• 2004-07-08 → 2005-11-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bridgewater Township, NJ

Other Businesses

1. JOHN WILEY AND SONS, NO, 10475 CROSSPOINT BLVD, STE 100, INDIANAPOLIS, IN 46256, AUTHOR/ PUBLISHING, 5/1/2021, 2 HRS/ MONTH, 0 HRS/ MONTH DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-02
• S66 Uniform Combined State Law Examination
  2004-07-06
• S63 Uniform Securities Agent State Law Examination
  1988-05-13

Designations

• Certified Financial Planner
• Chartered Financial Analyst