Michael Matthew Pompian

Current Employers

Sunpointe Investments

8301 Maryland Avenue Suite 300, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-03-19
TX	RA	APPROVED	2017-06-08
MO	RA	APPROVED	2016-02-11

FL RA
APPROVED

Since 2019-03-19
TX RA
APPROVED

Since 2017-06-08
MO RA
APPROVED

Since 2016-02-11

Branch Locations

8301 Maryland Avenue Suite 300, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sunpointe, Llc	Clayton	MO	02/2016	Present

02/2016 → Present

Sunpointe, Llc

Clayton, MO

Previous Registrations

2006-06-13 → 2011-03-30

Hammond Associates, D/B/A Mercer Investment Consulting

St. Louis, MO
2004-07-08 → 2005-11-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater Township, NJ

Other Businesses

1. JOHN WILEY AND SONS, NO, 10475 CROSSPOINT BLVD, STE 100, INDIANAPOLIS, IN 46256, AUTHOR/ PUBLISHING, 5/1/2021, 2 HRS/ MONTH, 0 HRS/ MONTH DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-12-02
S66	Uniform Combined State Law Examination	2004-07-06
S63	Uniform Securities Agent State Law Examination	1988-05-13

S65 Uniform Investment Adviser Law Examination

2004-12-02
S66 Uniform Combined State Law Examination

2004-07-06
S63 Uniform Securities Agent State Law Examination

1988-05-13

Designations

View on SEC IAPD

Current Employers

Sunpointe Investments

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews