Robert Glenn Ray

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Montgomery, AL
• 11/2016 → 07/2020
  Wells Fargo Clearing Services, Llc
  Montgomery, AL
• 07/2020 → Present
  Raymond James And Associates, Inc
  Montgomery, AL

Previous Registrations

• 2005-08-18 → 2020-08-04
  Wells Fargo Clearing Services, Llc
  Montgomery, AL
  Montgomery, AL
  Montgomery, AL
  Birmingham, AL
  Montgomery, AL
  Montgomery, AL
  Montgomery, AL
  Montgomery, AL
  Birmingham, AL
  Montgomery, AL
  Birmingham, AL
  Birmingham, AL
  Prattville, AL
  Montgomery, AL
  Montgomery, AL
  Montgomery, AL
  Wetumpka, AL
  Montgomery, AL
  Montgomery, AL
• 2003-07-18 → 2005-08-18
  A. G. Edwards & Sons, Inc.
  Montgomery, AL
• 2003-07-10 → 2005-02-25
  Amsouth Investment Management Company Llc
  Birmingham, AL
• 2003-02-07 → 2003-07-22
  Amsouth Investment Services, Inc.
  Montgomery, AL
• 2000-08-14 → 2002-09-10
  Ubs Financial Services Inc.
  Montgomery, AL

Other Businesses

(1)Name of Business: Three Sevens Farms Address: 902 Silver Creek Court, Prattville, AL, 36066, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am forming an LLC simply to cut hay off of approx 18+/- acres in own in Wallsboro Alabama. My uncles have always cut hay off the land but now that they are older and physically cannot any longer I am going to start having hay cut and charge for it. The LLC is not yet formed but will be upon approval.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1988-11-07