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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2016-07-06
  • ME RA
    APPROVED
    Since 2016-07-06

Branch Locations

360 Us Route 1 Suite 202, Scarborough, ME 04074 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life And Casualty Scarborough ME 08/2005 Present
Bankers Life Securities, Inc. Scarborough ME 05/2016 Present
Bankers Life Advisory Services Scarborough ME 07/2016 Present
  • 08/2005 → Present
    Bankers Life And Casualty
    Scarborough, ME
  • 05/2016 → Present
    Bankers Life Securities, Inc.
    Scarborough, ME
  • 07/2016 → Present
    Bankers Life Advisory Services
    Scarborough, ME
Previous Registrations
  • 2010-06-16 → 2016-05-31
    Concourse Financial Group Securities, Inc.
    Scarborough, ME
    Birmingham, AL
    Scarborough, ME
    Birmingham, AL
  • 2006-03-13 → 2010-05-28
    Uvest Financial Services Group, Inc.
    Bangor, ME
    Chicago, IL
    Scarborough, ME
    Scarbourgh, ME
  • 2002-01-07 → 2005-08-15
    Portsmouth, NH
Other Businesses

BANKERS LIFE & CASUALTY, INC POSITION: Branch Sales Manager NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/15/2005 ADDRESS: 360 US RT 1, Scarborough ME 04074, United States DESCRIPTION: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. Alzheimer's Association POSITION: Board Member NATURE: Charity INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2015 ADDRESS: Route , Scarborough ME 04074 DESCRIPTION: I serve on the Board of the Maine chapter of the Alzheimer's association. Duties are to assist in the decisions for the Chapter. Budget and Fundraising opportunities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-13
S63 Uniform Securities Agent State Law Examination 1992-01-29
  • S65 Uniform Investment Adviser Law Examination
    1999-07-13
  • S63 Uniform Securities Agent State Law Examination
    1992-01-29
Other Names
  • Scott W Barker

View on SEC IAPD

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