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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2016-07-06 |
Branch Locations
360 Us Route 1 Suite 202, Scarborough, ME 04074 • United States
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life And Casualty | Scarborough | ME | 08/2005 | Present |
| Bankers Life Securities, Inc. | Scarborough | ME | 05/2016 | Present |
| Bankers Life Advisory Services | Scarborough | ME | 07/2016 | Present |
BANKERS LIFE & CASUALTY, INC POSITION: Branch Sales Manager NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/15/2005 ADDRESS: 360 US RT 1, Scarborough ME 04074, United States DESCRIPTION: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. Alzheimer's Association POSITION: Board Member NATURE: Charity INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2015 ADDRESS: Route , Scarborough ME 04074 DESCRIPTION: I serve on the Board of the Maine chapter of the Alzheimer's association. Duties are to assist in the decisions for the Chapter. Budget and Fundraising opportunities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-29 |
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