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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-07-19 |
Branch Locations
7763 Gratiot Road, Saginaw, MI 48609 • United States
7763 Gratiot Road, Saginaw, MI 48609 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Saginaw | MI | 09/2009 | 05/2023 |
| Lpl Financial Llc | Saginaw | MI | 07/2023 | Present |
1) 07/19/2023 - Mary Kay - Direct sales of Mary Kay cosmetics - Michigan 48603 - Non investment related - 25 Hours per month - Start date: 02/01/2007. 2) 07/19/2023 - Public Notary - Investment related - 0.5 Hours per month - Start date: 03/30/2020.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-06 |
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