Best Investors Account Sign in
Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-09-16
  • VA RA
    APPROVED
    Since 2021-09-16

Branch Locations

4801 Courthouse Street Ste 129, Williamsburg, VA 23188 • United States

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport News VA 04/2004 Present
Prospera Financial Services, Inc. Dallas TX 02/2009 09/2021
Sowell Management Williamsburg VA 09/2021 Present
Previous Registrations
  • 2009-02-25 → 2021-09-08
    Dallas, TX
    Williamsburg, VA
    Irvington, VA
    Williamsburg, VA
    Irvington, VA
  • 2005-12-16 → 2009-02-20
    Micg Investment Management, Llc
    Williamsburg, VA
    Newport News, VA
    Irvington, VA
    Newport News, VA
  • 2004-04-26 → 2005-12-20
    Newport News, VA
  • 2002-07-31 → 2004-04-28
    Truist Investment Services, Inc.
    Williamsburg, VA
Other Businesses

1.) OWNER, KEITH REAGAN FILM AND VIDEO., FILMS WEDDINGS AND CORPORATE EVENTS., WILLIAMSBURG, VA., 10-15 HRS/MO NOT DURING NORMAL BUSINESS HRS., FOR 10% ANNUAL INCOME 2.) MR. REAGAN IS 100% OWNER OF REAGAN CONSULTING, LLC.(DBA) THIS BUSINESS IS INVESTMENT RELATED. CONDUCTING THIS BUSINESS 40 HOURS A WEEK DURING MARKET HOURS. 3.)MR. REAGAN IS Doing Business as Reagan Holloway. THIS BUSINESS IS INVESTMENT RELATED. CONDUCTING THIS BUSINESS 40 HOURS A WEEK DURING MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-14
S63 Uniform Securities Agent State Law Examination 1992-08-13
  • S65 Uniform Investment Adviser Law Examination
    1992-09-14
  • S63 Uniform Securities Agent State Law Examination
    1992-08-13
Other Names
  • Keith Collins Reagan

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Williamsburg, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor