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Sunil Dutt Prabhakar

Ameriprise Financial Services, LLC

Simi Valley, CA

West Hills, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-12-15
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

2345 Erringer Rd Ste 219, Simi Valley, CA 93065 • United States

West Hills, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Simi Valley CA 09/2005 03/2020
Ameriprise Financial Services, Llc Simi Valley CA 03/2020 Present

View on SEC IAPD

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