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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-02 |
| FL | RA | APPROVED | 2023-12-04 |
| MO | RA | APPROVED | 2023-12-04 |
| NY | RA | APPROVED | 2023-12-03 |
| CA | RA | APPROVED | 2023-12-01 |
| NJ | RA | APPROVED | 2023-12-01 |
| VA | RA | APPROVED | 2023-12-01 |
Branch Locations
365 W Passaic Street Ste #275, Rochelle Park, NJ 07662 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Paramus | NJ | 04/2012 | 01/2017 |
| National Asset Management, Inc | Paramus | NJ | 06/2012 | 01/2017 |
| Aegis Capital Corp | Paramus | NJ | 01/2017 | 11/2023 |
| Alliance Global Partners | Rochelle Park | NJ | 11/2023 | Present |
1) SECURITIES AND ADVISORY BUSINESS CONDUCTED UNDER DBA OF KS CAPITAL MANAGMENT, INC. 2) ACC CORP. 1305 WALT WHITMAN RD. SUITE 120 MELVILLE, NY 11747; INVESTMENT RELATED; INSURANCE GENERAL AGENCY, PRODUCER/AGENT; START DATE: 07/24/2020; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS; 5-10 HOURS DURING SECURITIES TRADING HOURS. 3) KS INSURANCE SERVICES, 365 W PASSAIC ST., SUITE 275 ROCHELLE PARK, NJ 07662; INVESTMENT RELATED; INSURANCE GENERAL AGENCY; OWNER, PRODUCER; START DATE 07/02/2021; 2 HOURS PER MONTH DEVOTED TO BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-05 |
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