Lisa Carol Heffley

Employer firm

Advantage Investment Management CRD 146493

$215M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2020
  Securities Service Network
  Louisville, KY
• 09/2020 → 11/2020
  Securities America, Inc.
  Lousiville, KY
• 11/2020 → 01/2022
  Benchmark Investments, Inc
  Stockbridge, GA
• 01/2013 → Present
  Advantage Investment Management
  Louisville, KY

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-05
• S63 Uniform Securities Agent State Law Examination
  1989-04-20

Designations

• Chartered Financial Consultant