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Lisa Carol Heffley

Advantage Investment Management

Louisville, KY

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Current Employers
Advantage Investment Management

2319 Lime Kiln Lane Suite A, Louisville, KY 40222 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-01-12
TX RA APPROVED 2025-02-06
  • KY RA
    APPROVED
    Since 2026-01-12
  • TX RA
    APPROVED
    Since 2025-02-06

Branch Locations

2319 Lime Kiln Lane Suite A, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network Louisville KY 05/2013 11/2020
Securities America, Inc. Lousiville KY 09/2020 11/2020
Benchmark Investments, Inc Stockbridge GA 11/2020 01/2022
Advantage Investment Management Louisville KY 01/2013 Present
  • 05/2013 → 11/2020
    Securities Service Network
    Louisville, KY
  • 09/2020 → 11/2020
    Securities America, Inc.
    Lousiville, KY
  • 11/2020 → 01/2022
    Benchmark Investments, Inc
    Stockbridge, GA
  • 01/2013 → Present
    Advantage Investment Management
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-05
S63 Uniform Securities Agent State Law Examination 1989-04-20
  • S65 Uniform Investment Adviser Law Examination
    2018-04-05
  • S63 Uniform Securities Agent State Law Examination
    1989-04-20
Designations

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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