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Hilltop Securities Inc. CRD 6220
$2.51B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-05-09 |
| VA | RA | APPROVED | 2025-03-13 |
| NY | RA | APPROVED | 2025-01-27 |
| IL | RA | APPROVED | 2024-08-29 |
| KY | RA | APPROVED | 2024-08-06 |
| FL | RA | APPROVED | 2024-07-02 |
| CO | RA | APPROVED | 2024-05-31 |
| AZ | RA | APPROVED | 2024-05-15 |
| OK | RA | APPROVED | 2024-04-23 |
| TX | RA | APPROVED | 2024-03-15 |
Branch Locations
70 Northeast Loop 410 Suite 750, San Antonio, TX 78216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | San Antonio | TX | 11/2009 | 04/2022 |
| Charles Schwab Bank | San Antonio | TX | 11/2009 | 04/2022 |
| Edward Jones | St Louis | MO | 04/2022 | 03/2024 |
| Hilltop Securities Inc. | Dallas | TX | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-13 |
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