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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-15 |
| CA | RA | APPROVED | 2022-04-21 |
Branch Locations
433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States
Pacific Palisades, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Monica | CA | 06/2015 | 04/2022 |
| Bank Of America, N.A. | Santa Monica | CA | 06/2015 | 04/2022 |
| Wells Fargo Clearing Services, Llc ( | Beverly Hills | CA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-09 |
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