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Michael David Brusso

Wells Fargo Clearing Services, LLC

Sarasota, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-12-08
FL RA APPROVED 2014-08-12
  • TX RA
    APPROVED_RES
    Since 2015-12-08
  • FL RA
    APPROVED
    Since 2014-08-12

Branch Locations

1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Naples FL 08/2014 11/2016
Wells Fargo Clearing Services, Llc Naples FL 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2014-08-19
    Morgan Stanley
    Bradenton, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Bradenton, FL
  • 1996-03-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    Bradenton, FL
    Bradenton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-02
S63 Uniform Securities Agent State Law Examination 1993-01-12
  • S65 Uniform Investment Adviser Law Examination
    1996-05-02
  • S63 Uniform Securities Agent State Law Examination
    1993-01-12

View on SEC IAPD

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