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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| CO | RA | APPROVED | 1999-01-01 |
Branch Locations
743 Horizon Ct Ste 302, Grand Junction, CO 81506-8707 • United States
Grand Junction, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Grand Junction | CO | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Grand Junction | CO | 03/2020 | Present |
Business Ownership; Dean Unfug LLC; Shareholder; Practice management.; 743 Horizon Court, , Grand Junction, CO, 81507; Not Investment-Related; 10/17/2018; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Grand Junction Symphony; Member at large; 225 North 5th St, Suite 120 Grand Junction, CO 81501, ,; Not Investment-Related; 07/01/2012; 1 to 9 hours per month; 0 during trading hours / Western Colorado Community Foundation; Member at large; 128 N 5th St, , Grand Junction, CO, 81501; Not Investment-Related; 05/08/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Grand Junction Symphony Foundation; President of Board; 414 Main St Grand Junction, CO 81501, ,; Investment-Related; 06/01/2017; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Colorado Mesa University; Banjo Player - Play Guitar for a play production put on by the students.; Hired as a musician for a performance of Thoroughly Modern Millie; 1100 N ort Avenue Grand Junction, CO 81501, ,; Not Investment-Related; 02/28/2019; 20 to 39 hours per month; 0 during trading hours. Other Business Activities; Rotary District 5470 Grant Commitee; We reviewed grants from Rotary District 5470 (Colorado) and award funding based on preset criteria.; N/A, ,; ; 04/03/2017; 1 to 9 hours per month; 0 during trading hours / Musician; Play guitar, banjo, and mandolin for a benefit concert for Rotary.; 645 Main StGrand Junction, CO 81501, ,; Not Investment-Related; 03/14/2019; 10 to 19 hours per month; 0 during trading hours / Banjo Player; Playing banjo with a group from my Rotary club. The proceeds will be donated to the club.; Main St, , Palisade, CO, 81522; Not Investment-Related; 09/21/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-04 |
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