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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-12 |
Branch Locations
2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc / Wells Fargo Clearing Services, Llc | Coral Gables | FL | 11/2014 | 06/2021 |
| Stifel Nicolaus & Co Inc | Miami | FL | 06/2021 | Present |
1. Rental Property; 18895 SW 212 St, Miami, FL 33187; Rental property/single family home; Owner; 12/06/2004; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-23 |
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