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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-12-08 |
| TX | RA | APPROVED_RES | 2015-12-08 |
Branch Locations
135 S. State College Blvd Suite 650, Brea, CA 92821 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Brea | CA | 12/2015 | Present |
HWANG ENTERPRISES; 37 VALLEY RD; ALLENDALE, NJ 07401 TOTAL INITIAL CASH: $110,000 ESTALISHED 1983. OWNERSHIP: 18.2% POSITION: INVESTOR; NO SPECIFIC DUTY; BRYAN MAWR APTS PARTNERSHIP; 4513 LINCOLN AVE #206 LISLE,IL 60532 TOTAL CAPITALIZATION: $1,470,123 ESTABLISHED IN 1983 OWNERSHIP 3/896% POSITION INVESTOR NO SPECIFIC DUTY; SAN MARCOS II PARTNERSHIP; 2066 STEIGER LN; OCEANSIDE,CA 92054 TOTAL CAPITALIZATION: $2,700,000 ESTABLISHED IN 1988 OWNERSHIP 5.56% POSITION: INVESTOR NO SPECIFIC DUTY; FLUSHING COMMERICAL BUILDING PARTNERSHIP; 58 WHITMAN AVE, SYOSSET, NY 11791 TOTAL CAPITALIZATION: $1,000,000 ESTABLISHED 1986 OWNERSHIP 12.5%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-20 |
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