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William Stuart Scott

Stifel, Nicolaus & Company, Incorporated

Miami Beach, FL

Morristown, NJ

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-15
TX RA APPROVED_RES 2018-12-06
NJ RA APPROVED 2018-11-01
  • FL RA
    APPROVED
    Since 2024-03-15
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • NJ RA
    APPROVED
    Since 2018-11-01

Branch Locations

2340 Collins Avenue Suite 200, Miami Beach, FL 33139 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Florham Park NJ 05/2009 11/2018
Stifel, Nicolaus & Company, Incorporated Morristown NJ 11/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-04
S63 Uniform Securities Agent State Law Examination 1988-05-11
  • S65 Uniform Investment Adviser Law Examination
    2002-10-04
  • S63 Uniform Securities Agent State Law Examination
    1988-05-11

View on SEC IAPD

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