Stephanie Rebecca Bornstein

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2002-10-30

ME RA
APPROVED

Since 2002-10-30

Branch Locations

One City Center 7Th Floor, Portland, ME 04101 • United States

One City Center 10Th Floor, Portland, ME 04101 • United States

Scarborough, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Portland	ME	07/2000	Present

07/2000 → Present

Ubs Financial Services Inc.

Portland, ME

Other Businesses

1) Name of the Business: Ketcha Outdoors/ Address: 336 Black Point Road, Scarborough, Maine, United States 04074/ Investment Related: No/ Nature: nature based preschool and day camp./ Role: Advisor or advisory group member if advice given may influence an officer/board / Duty: I've been asked to assist with developing curriculum and fundraising strategies for the upcoming camp season./ Start Date: 4/18/2023/ Hours Devoted: Yes/ Time Required: N/A.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-28

S66 Uniform Combined State Law Examination

2002-10-28

Other Names

Stephanie Rebecca Batin

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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