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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2002-10-30 |
Branch Locations
One City Center 7Th Floor, Portland, ME 04101 • United States
One City Center 10Th Floor, Portland, ME 04101 • United States
Scarborough, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Portland | ME | 07/2000 | Present |
1) Name of the Business: Ketcha Outdoors/ Address: 336 Black Point Road, Scarborough, Maine, United States 04074/ Investment Related: No/ Nature: nature based preschool and day camp./ Role: Advisor or advisory group member if advice given may influence an officer/board / Duty: I've been asked to assist with developing curriculum and fundraising strategies for the upcoming camp season./ Start Date: 4/18/2023/ Hours Devoted: Yes/ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-28 |
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