Michael Dale Weston

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-04-08
IA	RA	APPROVED	2011-01-03

TX RA
APPROVED_RES

Since 2015-04-08
IA RA
APPROVED

Since 2011-01-03

Branch Locations

231 W 2Nd St, Ottumwa, IA 52501 • United States

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Ottumwa	IA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Ottumwa	IA	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Ottumwa, IA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Ottumwa, IA

Previous Registrations

2001-11-27 → 2011-01-03

Wells Fargo Investments, Llc

Ottumwa, IA

Ottumwa, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-09
S63	Uniform Securities Agent State Law Examination	1988-06-24

S66 Uniform Combined State Law Examination

2001-11-09
S63 Uniform Securities Agent State Law Examination

1988-06-24

Other Names

Mike Weston

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews